We currently have an opportunity for a Compliance Manager with a leading financial institution based in the city centre. The client is looking for a candidate with at least 4-5 years experience within Compliance within the funds industry with plenty of exposure to AML. This is a permanent role for which the client will offer a first class salary and benefits as well as longer term career opportunities. TYPICAL JOB RESPONSIBILITIES:
• Facilitates and monitors Anti-Money Laundering (AML) compliance and responds to general inquiries regarding AML requirements.
• Partners with management in developing, implementing and maintaining AML-related policies, procedures and controls.
• Researches and promptly alerts management to new and emerging legal and regulatory requirements, and assists in developing and implementing management action plans for complying with such requirements.
• Participates in, and serves as a subject matter expert at, planning meetings regarding new and expanded business activities.
• Ensures the timely and effective integration of legal and regulatory requirements into business policies, procedures, controls and training.
• Evaluates AML-related operational controls and assists in developing and implementing corrective actions for identified deficiencies.
• Validates the effectiveness of quality assurance processes through independent compliance testing.
• Monitors and reports on remedial action plan completion status.
• Regularly interacts and coordinates with Corporate AML and Compliance staff in other Chase lines of business.
• Reports to the Chief Compliance Officer - EU. For more information on this and other opportunities please contact Hamish on 01 4744655 |
