Job Details
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| Job Title: |
Compliance Officer |
| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
DN604 |
| Remuneration: |
€35-45K |
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| Description: |
Senior Compliance Officer
Our Client is seeking a person to join its Compliance team who is experienced in compliance and regulatory affairs and who can display skill, energy and enthusiasm so as to gain a rapid understanding of the compliance and control aspects of the business, and to be part of a small team implementing our compliance plans, strategy and philosophy across the organisation
Duties will include, but not limited to the following:
•To support and to give advice to the senior managers with regard business developments and regulatory changes
•To define and develop the annual Compliance Plan for the Company in line with the best practice and the regulatory requirements (e.g. Corporate Governance Code)
•To provide regular reports and updates on the status of the annual Compliance Plan and all the other relevant items analysed to the Board of Directors
•To assist with the completion of all compliance and legal monitoring activities scheduled within the compliance team
•To monitor the implementation of the Group guidelines where applicable
•To maintain the regulatory registers (e.g. Complaints & Breaches logs.)
•To support the Money Laundering Reporting Officer in the implementation and the maintenance of the relevant framework
•To be the point of contact for Regulatory matters especially with the Central Bank ofIreland
•To provide support for projects being planned and delivered in the Compliance Department
•To provide support for projects being planned throughout the Irish Operations from the compliance perspective
•Ad hoc projects as required.
Skills / competencies
•Quick Learner and Assertive individual who can act by following instructions and act independently when appropriate.
•Organised individual who can self manage multiple priorities, routine work and urgent issues as they arise. The ideal candidate is focused on resolving issues in a pro-active way and in a timely way.
•Knowledge of the regulatory environment as it pertains to the cross border life insurance business
•Display Knowledge & Authority in dealings with all parties and maintaining priority of achieving goals
•Display Attention to Detail in all aspects of work and relationships
•Can establish him/herself as a Reliable Point of Contact for internal and external parties
•Developing and managing relationships both internally and externally.
•Excellent verbal, written and numeric skills. Italian language skills would be an advantage though not essential
•Self-sufficient in use of Microsoft Office and internet.
Qualifications and experience:
•Relevant 3rd Level Degree or preferably with a legal content
•A formal qualification in Compliance is desirable
•At least 5/6 years experience in a compliance environment in financial services, specifically in life insurance
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| Desirable Experience: |
3-4 Years |
| Required Education: |
Professional |
Job Classification |
| Categories: |
Funds
Funds -> Fund Administration/Custody
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
David Newsway |
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