Job Details
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| Job Title: |
Compliance Officer - AML |
| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
LD701 |
| Pay range: |
€40,000 - €59,999 |
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| Description: |
Compliance Officer - AML
Overview
The AML Compliance Senior Assistant assists the AML Compliance Manager in securing compliance with the company KYC policies and guidelines, local anti money laundering and anti terrorist financing legislation and local regulatory legislation and guidelines as issued by the Central Bank ofIreland
Responsibilities:
Reviewing investors and clients for AML and ensuring all KYC/AML required documents are held on file
Undertake fund specific AML reviews involving fully reviewing investor AML files
Preparing AML reporting for inclusion on fund board reports
Investigating high risk investors and obtaining all necessary documentation to complete the AML file.
Using available information to recognize & monitor suspicious transactions
Assisting the MLRO with investigating and reporting suspicious transactions.
Maintaining a database of High Risk investors and ensuring the appropriate actions is taken with regards to these.
Ensuring all potential Third party payments are investigated and resolved in a timely manner.
Keeping informed as to present and future legislation and regulatory developments in the jurisdiction.
Maintenance of Shareholders AML email query inbox and ensuring timely responses.
Ensuring compliance with data protection legislation.
Assisting the Compliance Officer with monitoring in accordance with the annual compliance monitoring plan.
Completion and submission of monthly Irish Return and Quarterly Non-Irish Return
Review and submission of quarterly CSO return
Review of financial statements and submission of same for Irish Domiciled Funds.
Clearing and/or investigating/verifying possible matches on Ficrosoft which scrubs investors againstEU,USand UN sanctions lists
Maintenance of AML database and AXI AML status
Responsibility for control reports ensuring all items are resolved. This includes but is not limited to monitoring of trades where AML is outstanding, compliance with AML follow up and escalation procedures and monitoring aged investors |
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| Experience: |
3-4 Years |
| Desirable Experience: |
Requirements:
Education, Qualifications and Special Training
Degree qualified in a relevant area.
Experiences
Candidates ideally should have 3-4 years working in a similar role |
Job Classification |
| Categories: |
Funds
Accountancy -> Financial Services
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
Louise Delaney |
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