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Job Title: Compliance Senior Manager - Dublin
Location: Dublin
Position Type: Full Time
Ref: LD-sencomm16
Pay range: €100,000 - €119,999
Date Added: 16-05-2017
Last Updated: 16-05-2017

An exciting opportunity for a Compliance Senior Manager to join a leading Financial Institution in Dublin, excellent package on offer - Please call Louise Delaney for a confidential chat on 01 6760505
• Provide clear, accurate and timely advice to business/business partner colleagues on regulatory compliance issues.
• Assist in providing strategic direction to the Compliance team in Ireland, identifying compliance risks (current and emerging) and ensuring these get appropriate visibility and focus across the wider company.
• Provide clear, accurate and timely guidance and advice to senior management on regulatory matters, potentially within tight deadlines at senior fora
• Where required to do so, act as a day-to-day contact with the local regulatory authority and undertake both oral and written communications, where necessary, in conjunction with line management.
• This involves contributing to and influencing business around the content of regulatory submissions to ensure appropriate disclosures and accuracy.
• Represent Compliance within business-driven projects and, where required, regulatory change related projects - from analysis to implementation.
• Act as a senior point of contact between the business and the Compliance function
• Provide constructive and effective challenge to help ensure that regulatory obligations are taken account of and met.
• Provide technical support, leadership, and guidance to more junior members of the team, helping them to expand their own knowledge base within the Compliance function. Demonstrating leadership and professionalism to junior members
• Represent Compliance at relevant management/Committee/Board meetings, where required, ensuring that Compliance reports are delivered in a timely, clear and succinct way and provide effective and constructive challenge to other business line/business partner colleagues.
• Represent at relevant industry events and, where required, on industry trade bodies/working groups.
• Meet with Compliance teams from client base, if required. These meetings may be part of a client’s regular due diligence as a service provider or prospective service provider.
• Participate in and/or lead the delivery of Compliance-related training to business line/business partner colleagues.
• If required, and subject to regulatory approval, perform the role of Compliance Officer for SA/NV, Dublin branch.
• Deputise for the Country Compliance Officer where required to do so
• Support of EMEA level Compliance initiatives as required
• Perform duties in a calm, professional manner, leading by example, and conducting oneself in an appropriately senior manner at all times.
• The role may require input across other operations where business is outsourced. Therefore, the jobholder should be prepared to travel
• The jobholder of this role is deemed to be performing a Controlled Function (‑CF”) as defined in the Central Bank Reform Act 2010 and the job holder is required to meet and maintain the Standards of Fitness and Probity outlined in the code issued by the Central Bank of Ireland pursuant to section 50 of the Act
• Comply with all corporate policies and procedures, including HR policies and procedures, applicable
• Alert management including the Chief Risk Officer and / or the EMEA Chief Risk Officer immediately of any significant changes to business risks and internal control effectiveness.
• Notify management and/or the Country Compliance Officer immediately on discovery of any material regulatory breach.
• Comply with all Security and Health & Safety policies and procedures operating within the business

Required Skills: • Strong planning and organisation skills
• Excellent communication and interpersonal skills
• Able to work well and provide leadership within a team environment
• Proven sound judgment
• Able to take on and complete tasks with minimal oversight
• Experience of working in a global firm an advantage
Experience: • Experience of interacting with regulatory authorities on a regular basis
• Ability to work in calm, professional manner in an environment of change and under pressure
• Significant experience in a Compliance role within the Irish Funds Industry, preferably at a senior level
• Strong Analytical skills and problem solving abilities

Required Education: • Diploma or higher in Compliance, legal or business studies
Professional Education

Job Classification

Categories: Accountancy
Accountancy -> Financial Services

Contact Details

Posting Company: Quest Recruitment
Contact Name: Louise Delaney
Apply For This Job: Click Here
Company Profile: If you are interested in making this position yours, please contact Louise Delaney on 01 676 0505, click apply below
Voted Best in Practice Accountancy & Finance 2012, 2013 & 2015 Quest is a team of experienced and professional Financial Recruiters solely dedicated to recruiting for Accountancy and Financial Services Professionals.
Through its reputation, in-depth sector knowledge and impeccable standards of conduct and confidentiality, Quest has developed professional relationships with World Leaders in Financial Services and Accountancy throughout Ireland, Luxembourg, Bermuda and the Cayman Islands. Quest’s experienced Team offers a personalized service and listens closely to what you want - your career goals and motivations

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