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Job Details

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Location: Dublin
Position Type: Full Time
Pay range: N.A./Neg
Date Added: 19-05-2017
Last Updated: 19-05-2017

Senior Compliance Officer - Dublin

About the job!

As a Senior member of the Compliance Advisory Department, you’ll be supporting the activities of three Irish regulated entities and reporting directly to the head of Compliance (PCF12) for whom you’ll deputise on boards and committees.

The day-to-day consists of regular interaction with the Regulator and internal stakeholders: giving advice, answering queries, identifying risks and you will have consistent contact with C-Suite executives; both in Ireland and abroad.

There is a huge amount of responsibility and senior interaction in this role and you’ll likely be the type of person who can take over this function in the future   the opportunities in this organisation are as large as your ambition.

Salary and benefits incredibly competitive and commensurate with experience

So what about you?

You should be technically proficient with solid knowledge of AIFMD and UCITS, have a Senior Compliance background in Funds or have regulatory Experience within an Asset Manager   AML is a separate function so this is not experience that will be considered nor will compliance from other areas of Financial Services.

The detailed view:

• Provide clear, accurate and timely advice to business/business partner colleagues on regulatory compliance issues.

• Assist in providing strategic direction to the Compliance team in Ireland, identifying compliance risks (current and emerging) and ensuring these get appropriate visibility and focus across the wider company.

• Provide clear, accurate and timely guidance and advice to senior management on regulatory matters, potentially within tight deadlines at senior fora

• Where required to do so, act as a day-to-day contact with the local regulatory authority and undertake both oral and written communications, where necessary, in conjunction with line management. This involves contributing to and influencing business around the content of regulatory submissions to ensure appropriate disclosures and accuracy.

• Represent Compliance within business-driven projects and, where required, regulatory change related projects - from analysis to implementation.

• Act as a senior point of contact between the business and the Compliance function

• Provide constructive and effective challenge to help ensure that regulatory obligations are taken account of and met.

• Provide technical support, leadership, and guidance to more junior members of the team, helping them to expand their own knowledge base within the Compliance function. Demonstrating leadership and professionalism to junior members

• Represent Compliance at relevant management/Committee/Board meetings, where required, ensuring that Compliance reports are delivered in a timely, clear and succinct way and provide effective and constructive challenge to other business line/business partner colleagues.

• Represent the company at relevant industry events and, where required, on industry trade bodies/working groups.

• Meet with Compliance teams from client base, if required. These meetings may be part of a client’s regular due diligence of the company as a service provider or prospective service provider.

• Participate in and/or lead the delivery of Compliance-related training to business line/business partner colleagues.

• If required, and subject to regulatory approval, perform the role of Compliance Officer for the Dublin branch

• Support of EMEA level Compliance initiatives as required

• The role may require input across other operations where business is outsourced. Therefore, the jobholder should be prepared to travel.

Required Skills: • Able to take on and complete tasks with minimal oversight

• Experience of working in a global firm an advantage
Experience: • Experience of interacting with regulatory authorities on a regular basis

• Significant experience in a Compliance role within the Irish Funds Industry, preferably at a senior level
Required Education: • Diploma or higher in Compliance, legal or business studies

Job Classification

Categories: Accountancy
Accountancy -> Financial Services

Contact Details

Posting Company: Quest Recruitment
Contact Name: Kieron Ward
Apply For This Job: Click Here
Company Profile: If you are interested in making this position yours, please contact Kieron on 01 676 0505, click apply below

Voted Best in Practice Accountancy & Finance 2012, 2013 & 2015 Quest is a team of experienced and professional Financial Recruiters solely dedicated to recruiting for Accountancy and Financial Services Professionals.

Through its reputation, in-depth sector knowledge and impeccable standards of conduct and confidentiality, Quest has developed professional relationships with World Leaders in Financial Services and Accountancy throughout Ireland, Luxembourg, Bermuda and the Cayman Islands. Quest’s experienced Team offers a personalized service and listens closely to what you want - your career goals and motivations

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