Job Details
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 Email Job |
| Job Title: |
Compliance Analyst/Assistant |
| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
SDL270325 |
| Remuneration: |
€35000 - €45000 |
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| Description: |
The Role:
Manage and maintain the core compliance regulatory registers; Breaches, Complaints, Errors
Support the Compliance Team with conducting, documenting and reporting on the compliance monitoring programme and follow-up implementation of findings / recommendations e.g. AML, AIFMD, UCITS, Outsourcing.
Support the compliance team with the development and implementation of its compliance training programme.
Review and monitor employee Code of Conducts and maintain register for completion by new employees and annual attestation.
Preparation of board materials for compliance updates and provision to management for commentary and review.
Responsibility for ONR filings/reports.
Requirements:
Third level degree in Finance or related field.
2 years’ experience in compliance related area.
Knowledge of Central Bank of Ireland requirements.
Knowledge of Investment Funds Services industry in Europe. |
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Job Classification |
| Categories: |
Funds
Banking
Accountancy -> Financial Services
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
Sarah de Lacy |
| Apply For This Job: |
Click Here |
| Company Profile: |
If you are interested in making this position yours, please contact Sarah de Lacy on 01 676 0505, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015, 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery. |
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