Job Details
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 Email Job |
| Job Title: |
Senior Regulatory Manager |
| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
SDL150847 |
| Pay range: |
N.A./Neg |
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| Description: |
The Role:
Review the management and operation of funds/structures to ensure that they are being managed in accordance with the relevant rules and regulations.
Oversee the teams who monitor the activities of client schemes and the operators thereof in certain aspects of fund compliance.
Establish and drive focus around a comprehensive monitoring programme for all client schemes.
Support the CEO with new business approaches and client presentations, including the completion of RFPs as required.
Provide a high level of technical expertise/practical and constructive advice to fund operators including promoters, managers and other service providers to client funds; and provide assistance to Depositary operations and client service teams in respect of technical, regulatory and/or procedural queries.
Oversee and supervise the maintenance of Ireland Trust & Depositary book of procedures and checklists (including updating based on regulatory changes, changes to operating processes, etc.).
Key point of contact for risk matters; playing an active role in managing, mitigating and reporting on risk, including maintaining Trust & Depositary risk documents.
Assist with the coordination of, and act as a contact point for, reviews of Ireland Trust & Depositary undertaken by stakeholders such as the Central Bank of Ireland, Internal Audit, Compliance, etc. documents, etc.
Conduct ongoing, periodic quality assurance reviews of core activities undertaken by Ireland Trust & Depositary.
Liaise with, and represent the Ireland Trust & Depositary business in respect of its interactions with, Irish Funds as the local funds industry body in Ireland.
Act as a contact point between Ireland Trust & Depositary and its appointed sub-custodians, particularly in the context of monitoring and ensuring that accounts are maintained, and assets held, in accordance with applicable regulatory requirements and industry practice.
Requirements:
3rd level qualification with at least 8-10 years’ work experience in a financial services or general management role or in a legal, compliance or risk environment
At least 3-5 years in management a distinct advantage
Depositary/fiduciary experience preferred but experience of funds industry and functioning thereof required
Strong risk focus and ability to identify risks (and appropriate mitigating controls) associated with technical and operational processes.
Ability to communicate and manage relationships with other parties (e.g. CBI, Internal Control Functions, Industry Associations) to a high professional standard. |
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Job Classification |
| Categories: |
Funds
Banking
Accountancy -> Financial Services
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
Sarah de Lacy |
| Apply For This Job: |
Click Here |
| Company Profile: |
If you are interested in making this position yours, please contact Sarah de Lacy on 01 676 0505, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015, 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery. |
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