Job Details
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| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
SDL191246 |
| Pay range: |
N.A./Neg |
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| Description: |
The Role:
Maintain the Companies’ Compliance Framework in terms of emerging legislation, revised controls and new business processes / functions
Support the businesses in anticipating and responding to the changing regulatory landscape
Identify new and emerging legislation, identify the impact of same on the Companies and work with business units to ensure efficient, effective and timely implementation
Designing and ensuring delivery of all compliance monitoring and the closing out of any follow up or action items
Develop and maintain relationships with the Regulator and provide assistance with all regulatory inspections, outlining the Companies’ positions where appropriate during these inspections and ensuring that any follow up actions are closed out
Requirements:
Minimum of 5 years’ Compliance experience in a ManCo, Investment Manager or Funds Service Provider.
Good technical abilities and knowledge of applicable regulations (UCITS, AIFMD)
Familiarity with investment and regulatory issues facing the Irish Funds industry
Degree Qualified and professional qualification desirable |
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Job Classification |
| Categories: |
Funds
Banking
Accountancy -> Financial Services
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
Sarah de Lacy |
| Apply For This Job: |
Click Here |
| Company Profile: |
If you are interested in making this position yours, please contact Sarah de Lacy, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery. |
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