Job Details
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| Location: |
Dublin |
| Position Type: |
Full Time |
| Ref: |
GM140722 |
| Remuneration: |
Up to €30000 |
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| Description: |
My client is currently recruiting for a Compliance Analyst role for the company’s three Irish regulated entities (Administrator, Depositary, AIFM/UCITS Management Company). Reporting to the Compliance Manager, the successful candidate will provide assistance to the Team in its oversight of the business compliance with relevant regulatory requirements as well as advising the business of their obligations whilst supporting the business in meeting its strategic objectives.
The Role:
Support the Chief Compliance Officer with conducting, documenting and reporting on the compliance monitoring programme and follow-up implementation of findings/recommendations
Assist the Chief Compliance Officer in implementing, reviewing and amending each of the Companies Compliance Plan and other relevant procedures to ensure staff are aware of the role of the Compliance function and their role in ensuring the relevant Company acts in a manner compliant with the regulation
Ensure the logs the team are responsible for are maintained and kept up to date including the Regulatory Correspondence and Data Breach Log
Assist in the preparation and filing of Regulatory submissions
Support preparation of periodic compliance reports to the Board of Directors of the Irish regulated entities
Other duties and ad-hoc compliance projects/tasks as required
Support the Compliance Team to co-ordinate information requests for Themed Inspections from the CBI; other information requests and PRISM interviews
Ensure familiarity with material regulatory developments through self-study and attendance at industry meetings and seminars where appropriate
Requirements:
Minimum 1+years’ experience in Compliance within Financial Services
Knowledge and awareness of applicable regulations (UCITS, AIFMD, CP86)
Familiarity with investment and regulatory issues facing the Irish Funds industry and significant investment industry experience
Appreciation of the regulatory framework in which each of the Companies operate in and the likely impact of key regulatory developments on business requirements
An understanding of the regulatory requirements of the different fund service providers within the Irish Funds industry
Strong oral and written communication skills
Individual who takes initiative and ownership of assigned responsibilities
Ability to multi-task, prioritise work and manage time to maximise efficiency and to meet strict deadlines |
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Job Classification |
| Categories: |
Funds
Banking
Accountancy -> Financial Services
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Contact Details |
| Posting Company: |
Quest Recruitment |
| Contact Name: |
Garth McKeown |
| Apply For This Job: |
Click Here |
| Company Profile: |
If you are interested in making this position yours, please contact Garth McKeown, click apply below
Voted Best in Practice Accounting & Finance 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery. |
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