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Job Title: Head of Compliance - PCF15
Location: Dublin
Position Type: Full Time
Ref: LC020709
Remuneration: €100000 - €110000
Date Added: 05-07-2021
Last Updated: 05-07-2021

Description:
About My Client

My client, a long established Global Leader in the provision of Financial Services and Custodial Banking is currently seeking to hire an experienced Compliance professional on a 12 month contract with potential for permanency within the group. They are company with an impressive heritage, excellent reputation for not only work/life balance, but also one with an extremely capable Executive Management team who have well defined plans for team and company growth.

About what you€ll be doing

Reporting to the Chief Compliance Officer for EMEA (based in London) and matrix reporting into the Chief Executive (based locally), you will support the activities of one legal entity as Head of Compliance. The legal entity is a MiFID Authorised Trading Firm and a Custodian. Clients are non-retail investors, and therefore low-risk.

In the role you€ll be responsible for;

Advisory

Central Bank Liaison for Client Asset Requirements (CARRs)
Prepare risk based reviews of existing, new, and updated regulatory requirements and proposed legislation changes
Advising the internal audit group
Monitoring

Testing and validation of control processes
Contribute to corrective action if arising
Maintenance of breach log and operational risk events
Anti-Money Laundering

Performing the duties of MLRO
Further development of AML policies as necessary
Oversight of Financial Crime and KYC team
Regulatory Reporting

Overseeing regulatory returns to the Central Bank of Ireland
Query resolution with the regulatory
Oversight of client money calculations
About what you won€t be doing

People management. This is an individual contributor and while of course you€ll be expected to act as a senior partner befitting your experience, you will not be managing a team.

Creating a compliance framework. This is already very mature and embedded within the business.

About you

You€ll be able to work to, and manage a varying workload within specified deadlines while maintaining a calm and professional manner. Prior liaison with Financial Services regulatory bodies would be very helpful, as would around 8+ years Financial Services experience in Audit and/or Compliance.

A prior PCF15 approval would be very helpful.


Job Classification

Categories: Funds
Banking
Accountancy -> Financial Services
 

Contact Details

Posting Company: Quest Recruitment
Contact Name: Larry McCowen
Apply For This Job: Click Here
Company Profile: If you are interested in making this position yours, please contact Larry McCowen, click apply below

Voted Best in Practice Accounting & Finance 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.


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